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08-13-2012, 08:58 PM
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RBC Dominion Securities Inc. will pay $500,000 in a regulatory settlement for professional lapses by employees who failed to ask questions and take precautions about a client who was later convicted of fraud.
More... (http://www.cbc.ca/news/canada/story/2012/08/13/rbc-regulator-settlement.html?cmp=rss)
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RBC Dominion Securities Inc. will pay $500,000 in a regulatory settlement for professional lapses by employees who failed to ask questions and take precautions about a client who was later convicted of fraud.
More... (http://www.cbc.ca/news/canada/story/2012/08/13/rbc-regulator-settlement.html?cmp=rss)
From http://start.westnet.ca News
News Provided By
WestNet Wireless Internet